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New SEC Whistleblower Rules Pay Incentive Awards

SEC Adopts Whistleblower Rules For Reporting Securities Law Violations

As directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, the Securities and Exchange Commission has adopted rules providing for payments to persons reporting violations of the federal securities laws of up to 30% of the monetary sanctions collected by the SEC from violators of those laws. If you are aware of conduct by a company or person that you believe violates the securities laws, please contact Pearson, Simon & Warshaw, LLP to determine your rights. Pearson, Simon & Warshaw, LLP's practice is focused on securities, antitrust and actions on behalf of consumers with offices in Los Angeles and San Francisco. Its partners and senior attorneys have over 60 years collective experience representing shareholders and investors in securities litigation. You may contact Pearson, Simon & Warshaw, LLP at or (818) 788-8300 for more information.

Categories: General, Firm News
Los Angeles:(818) 788-8300
San Francisco:(415) 433-9000
Minneapolis:(612) 389-0600

The information on this website is for general information purposes only. Nothing on this site should be taken as legal advice for any individual case or situation. This information is not intended to create, and receipt or viewing does not constitute, an attorney-client relationship.

Pearson, Simon & Warshaw, LLP

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Sherman Oaks, CA 91403 View Map
Phone: (818) 788-8300
555 Montgomery St., Suite 1205
San Francisco, CA 94111 View Map
Phone: (415) 433-9000
328 Barry Ave. S., Suite 200
Wayzata, MN 55391 View Map
Phone: (612) 389-0600

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